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Compliance

Advantage in a Regulatory World

In today’s highly regulated financial services industry, effective risk management underpins your company’s success. Innovative products and sophisticated distribution strategies are only as good as your internal compliance standards and practices. Profits of a product line earned over many years can evaporate as a result of regulatory sanctions, fines, and class-action lawsuits.

Our Compliance & Regulatory Services professionals offer knowledge, advice, and solutions informed by initiatives with global, national, and state regulators, law firms, and compliance professionals — and enhanced by our industry-focused research. Behind the curtain, we provide unmatched contemporary insight to guard your business and provide brand advantage.

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Managing Risk
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Managing Risk

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Assessing and managing uncertainties is the business of insurance and financial services. Helping you assess and manage regulatory risks is ours. LIMRA has a long history of helping firms manage business, regulatory, and litigation risk associated with developing, marketing, selling, and servicing financial services products..

We engage insurance and securities firms, regulators, and third-party experts to develop and continuously tools that help our clients manage risk and conform to regulatory requirements — gaining advantage in a regulatory world.

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Education and Training
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Education and Training

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Access a unique set of educational and training programs to help your compliance team, regulatory affairs personnel, field managers, and producers understand and address ever-changing requirements.

LIMRA teams with topical experts to develop customizable industry-standard programs. They are available online, in person, and via Webinars. Whether delivered by LIMRA staff or your own training team, these programs provide the critical knowledge and skills to help your company succeed.

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LIMRA originates programs that expand knowledge and create dialog about financial services industry issues. We create an environment for dialog among diverse participants enhanced by research, customer data and benchmarking of industry practices.

Customer Engagement                 

LIMRA’s customer engagement programs help you understand more about people, purchase behavior, markets, and the information you need to succeed.

Industry Engagement

Financial services industry engagement extends beyond newsletters and conferences. LIMRA study groups and committees provide senior executives the opportunity to participate in collaborative problem solving. Participation generates fresh ideas revealing new perspectives and actionable insights.

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Grow Social With LIMRA

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Social media is changing the way people communicate with each other and interact with brands. Companies must begin to identify how to leverage these to find new sources of distribution or facilitate the conversations between advisors and prospects. Change isn’t always easy and implementing social media strategies will create cultural shifts in the way business is conducted.

LIMRA can connect you to best practices and successful adoption strategies through our research, conferences, study groups, training programs and strategic partnerships with cutting-edge providers, such as Socialware to ensure your success.

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